-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PWI1IXUK/gDNO4AJJeWZadXngXwM7rr7U8h9x2DPf97nptlDivaPFa08SJzmZdAa lkEsnodj+Cx9aKfr8ZLZ7A== 0000950123-03-010447.txt : 20030916 0000950123-03-010447.hdr.sgml : 20030916 20030916134018 ACCESSION NUMBER: 0000950123-03-010447 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030916 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BAYCORP HOLDINGS LTD CENTRAL INDEX KEY: 0001012127 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 020488443 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50357 FILM NUMBER: 03897269 BUSINESS ADDRESS: STREET 1: 1 NEW HAMPSHIRE AVENUE STREET 2: SUITE 125 CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: (603) 766-4990 MAIL ADDRESS: STREET 1: 1 NEW HAMPSHIRE AVENUE STREET 2: SUITE 125 CITY: PORTSMOUTH STATE: NH ZIP: 03801 FORMER COMPANY: FORMER CONFORMED NAME: GREAT BAY HOLDINGS CORP DATE OF NAME CHANGE: 19960424 SC 13G 1 y89973sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)* BayCorp Holdings, Ltd. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 Par Value Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 072728108 - -------------------------------------------------------------------------------- (CUSIP Number) September 10, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) Page 1 of 5 - --------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 072728108 Page 2 of 4 --------- ----------- ---------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO OF ABOVE PERSON Lloyd I. Miller, III ###-##-#### ---------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] ---------------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ---------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 23,450 SHARES ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 23,550 EACH ------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 23,450 WITH ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 23,550 ---------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 47,000 ----------------------------------------------------------------------------- 10 CHECK BOX IF AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ] ----------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.3% ----------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN-IA-OO ----------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 4 Item 1. (a) Name of Issuer: BayCorp Holding, Ltd. (b) Address of Issuer's Principal Executive Offices: 1 New Hampshire Avenue, Suite 125 Portsmouth, New Hampshire 03801 Item 2. (a) Name of Person Filing: Lloyd I. Miller, III (b) Address of Principal Business Office or, if none, Residence: 4550 Gordon Drive, Naples, Florida 34102 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock, $0.01 par value (e) CUSIP Number: 072728108 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not applicable, this statement is filed pursuant to Rule 13d-1(c). Item 4. Ownership: The reporting person shares dispositive and voting power with respect to 23,550 of the reported securities as an investment advisor to the trustee of a certain family trust. The reporting person has sole dispositive and voting power with respect to 23,450 of the reported securities as the manager of a limited liability company that is the general partner of certain limited partnerships. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 47,000 (b) Percent of class: 7.3% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 23,450 (ii) Shared power to vote or to direct the vote: 23,550 (iii) Sole power to dispose or to direct the disposition of: 23,450 (iv) Shared power to dispose or to direct the disposition of: 23,550 Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Persons other than Lloyd I. Miller, III have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON: Not Applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable. Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable. Page 4 of 4 Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 16, 2003 /s/ Lloyd I. Miller, III ------------------------------ Lloyd I. Miller, III -----END PRIVACY-ENHANCED MESSAGE-----